Capital raising and corporate advisory for emerging growth companies
Investment offerings are speculative, illiquid, and involve a high degree of risk, including the risk of loss of your entire investment. Past performance is not a guarantee of future results.
Setting an institutional standard for emerging growth companies
Njordhaven Securities provides capital markets access and corporate advisory services to public and private companies in the lower middle market. Every mandate we take on is led by senior bankers who stay involved from first conversation through closing.
As an independent firm, we give issuers a candid view of timing, structure, and investor demand. That view is grounded in current market conditions and comparable transactions, and it is meant to help management choose the right moment and terms for a raise, or to prepare for the next window.
Rigorous diligence, disciplined structuring, and thorough preparation on every mandate, regardless of size. That discipline protects a company's credibility with institutional investors, and the trust it builds carries into the next transaction.
We build relationships with issuers that last through the growth stage, beyond any single transaction. Our advice is shaped by the company's long-term trajectory rather than the deal in front of us, and we measure our success by how the company is positioned after the raise.

More than 20 years in senior strategic roles for national business, advocacy, and political organizations. Leads the firm and its supervision and compliance program. BA, Arizona State University. FINRA Series 24, 28, 63, and 82.

Senior capital markets and investment banking professional with over two decades of experience spanning institutional sales, transaction origination, capital formation, and deal distribution. Excels at developing institutional relationships, originating opportunities, and strategically connecting issuers and investment opportunities with sophisticated capital. FINRA Series 7, 63, and 79.

Leads execution, hands-on across every mandate the firm takes on, from structuring and diligence through closing. Previously led capital raises and transaction execution at a boutique investment bank. Before that, worked on secondary transactions for unicorn-stage private companies at Nasdaq Private Market. Earned a Bachelor's degree from the University of Miami. FINRA Series 7, 66, and 79.

Full life-cycle coverage of the firm's capital-raising mandates, from structuring and execution through investor marketing. Previously, gained investment banking experience at a boutique firm, executing capital raises for publicly listed issuers. Earned a Bachelor's degree from Fordham University's Gabelli School of Business. FINRA Series 79.

Associated with capital raising, private equity, and venture capital since 1995. MBA, Vanderbilt University. BA, University of Tennessee–Knoxville. FINRA Series 3, 7, 24, and 63.

More than 30 years in private equity and finance. Helped launch a private equity firm and three consecutive private equity funds. BA, Brown University. MBA, University of Chicago. JD, Vanderbilt University. FINRA Series 7 and 63.
Check the background of our firm and its registered representatives on FINRA BrokerCheck.
Private placements and structured financings for public and private companies. We match each transaction to the institutional investors most likely to participate.
General corporate advisory for public and private companies, including capital structure and preparation for the capital markets. Our advice is grounded in disciplined preparation and alignment with the client's objectives.
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